Instant Messaging (IM) Communications Disclaimer
Instant messaging communications are not deemed private and are subject to review by Kaufman Bros., L.P.  All orders placed via this system are not firm until acknowledged.

Business Continuity Plan
In accordance with SEC Rule 3520, Kaufman Bros. has established a business continuity plan (BCP) that is designed to enable the firm to continue its operations and service its clients in the event of a disaster. For more information, please click here.

Best Execution Disclosures: SEC Rules 11ac1-5 and 11ac1-6

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