Electronic Communications Disclaimer
Electronic communications are not deemed private and are subject to review by Kaufman Bros., L.P. All orders placed via these systems are not firm until acknowledged.

Business Continuity Plan
In accordance with SEC Rule 3520, Kaufman Bros. has established a business continuity plan (BCP) that is designed to enable the firm to continue its operations and service its clients in the event of a disaster. For more information, please click here.

State and Public Pension Fund Investment Protection Principles

Best Execution Disclosures
SEC Rule 605
SEC Rule 606